{"id":21389,"date":"2020-09-03T12:05:08","date_gmt":"2020-09-03T04:05:08","guid":{"rendered":"http:\/\/www.businessnews.cn\/?p=21389"},"modified":"2020-09-03T12:05:08","modified_gmt":"2020-09-03T04:05:08","slug":"%e6%9c%ba%e6%9e%84%e6%8a%95%e8%b5%84%e8%80%85%e5%9b%a2%e4%bd%93%e4%bd%9c%e6%a2%97%ef%bc%8cnyse%e5%85%81%e8%ae%b8%e5%85%ac%e5%8f%b8%e9%80%9a%e8%bf%87%e7%9b%b4%e6%8e%a5%e4%b8%8a%e5%b8%82%e7%ad%b9","status":"publish","type":"post","link":"https:\/\/www.ibnews.com\/cn\/2020\/09\/03\/21389.html","title":{"rendered":"\u673a\u6784\u6295\u8d44\u8005\u56e2\u4f53\u4f5c\u6897\uff0cNYSE\u5141\u8bb8\u516c\u53f8\u901a\u8fc7\u76f4\u63a5\u4e0a\u5e02\u7b79\u8d44\u7684\u8ba1\u5212\u9047\u963b"},"content":{"rendered":"<p>\u7ebd\u7ea6\u8bc1\u5238\u4ea4\u6613\u6240(New York Stock Exchange, \u7b80\u79f0NYSE)\u8ba9\u516c\u53f8\u901a\u8fc7\u76f4\u63a5\u4e0a\u5e02\u6765\u7b79\u96c6\u8d44\u91d1\u7684\u8ba1\u5212\u88ab\u6309\u4e0b\u6682\u505c\u952e\uff0c\u6b64\u524d\u4e00\u4e2a\u9887\u5177\u5f71\u54cd\u529b\u7684\u673a\u6784\u6295\u8d44\u8005\u56e2\u4f53\u4f5c\u6700\u540e\u4e00\u640f\uff0c\u4ee5\u4e00\u79cd\u5c11\u89c1\u7684\u76d1\u7ba1\u76f8\u5173\u4e3e\u63aa\u6765\u963b\u51fb\u8be5\u8ba1\u5212\u3002<\/p>\n<p>\u8fd9\u4e00\u52a8\u4f5c\u80cc\u540e\u7684\u673a\u6784\u6295\u8d44\u4eba\u59d4\u5458\u4f1a(Council of Institutional Investors)\u62c5\u5fc3\uff0cNYSE\u7684\u4e0a\u8ff0\u8ba1\u5212\u6216\u5c06\u8ba9\u516c\u53f8\u5f97\u4ee5\u7ed5\u5f00\u9996\u6b21\u516c\u5f00\u52df\u80a1(IPO)\u7a0b\u5e8f\u4e2d\u5185\u7f6e\u7684\u6295\u8d44\u8005\u4fdd\u62a4\u63aa\u65bd\uff0c\u6700\u7ec8\u8ba9\u6295\u8d44\u8005\u5229\u76ca\u53d7\u635f\u3002<\/p>\n<p>\u673a\u6784\u6295\u8d44\u4eba\u59d4\u5458\u4f1a\u5468\u4e00\u5411\u7f8e\u56fd\u8bc1\u5238\u4ea4\u6613\u59d4\u5458\u4f1a(Securities and Exchange Commission, \u7b80\u79f0SEC)\u63d0\u4ea4\u4e86\u4e00\u4efd\u544a\u77e5\u4e66\uff0c\u79f0\u5c06\u63d0\u8bf7SEC\u59d4\u5458\u5ba1\u6838\u8be5\u8ba1\u5212\u3002SEC\u7684\u5de5\u4f5c\u4eba\u5458\u4e0a\u5468\u6279\u51c6\u4e86\u8fd9\u9879\u8ba1\u5212\uff0c\u4e3a\u516c\u53f8\u901a\u8fc7IPO\u4e4b\u5916\u4e00\u6761\u6210\u672c\u8f83\u4f4e\u7684\u65b0\u9014\u5f84\u4e0a\u5e02\u6253\u5f00\u4e86\u65b9\u4fbf\u4e4b\u95e8\u3002<\/p>\n<p>\u4f46\u673a\u6784\u6295\u8d44\u4eba\u59d4\u5458\u4f1a\u6b64\u4e3e\u81f3\u5c11\u662f\u6682\u65f6\u5730\u628a\u8fd9\u6247\u95e8\u91cd\u65b0\u5173\u4e0a\u4e86\u3002SEC\u5728\u4e00\u5c01\u4fe1\u51fd\u4e2d\u544a\u77e5NYSE\uff0c\u5bf9\u8be5\u8ba1\u5212\u7684\u6279\u51c6\u5df2\u6682\u7f13\uff0c\u76f4\u81f3\u53e6\u884c\u901a\u77e5\u3002\u8fd9\u5c01\u4fe1\u53d1\u5728\u4e86SEC\u7684\u7f51\u7ad9\u4e0a\u3002<\/p>\n<p>\u673a\u6784\u6295\u8d44\u4eba\u59d4\u5458\u4f1a\u5fc5\u987b\u5728\u672a\u6765\u51e0\u5929\u5185\u9012\u4ea4\u8bf7\u613f\u4e66\u3002SEC\u7684\u89c4\u5b9a\u672a\u8be6\u7ec6\u8bf4\u660eSEC\u59d4\u5458\u5fc5\u987b\u5728\u591a\u957f\u65f6\u95f4\u5185\u5b8c\u6210\u5bf9\u8bf7\u613f\u4e66\u7684\u5ba1\u8bc4\uff0c\u4f46\u8fc7\u53bb\u7c7b\u4f3c\u7684\u5ba1\u8bc4\u5f80\u5f80\u8017\u65f6\u6570\u6708\u3002SEC\u59d4\u5458\u6709\u53ef\u80fd\u4f1a\u63a8\u7ffb\u4e0a\u5468\u7684\u51b3\u5b9a\uff0c\u963b\u6b62\u516c\u53f8\u4ee5\u4e00\u79cd\u65b0\u7684\u76f4\u63a5\u4e0a\u5e02\u65b9\u5f0f\u767b\u9646NYSE\u3002<\/p>\n<p>NYSE\u7684\u4e00\u4f4d\u53d1\u8a00\u4eba\u5468\u4e8c\u8868\u793a\uff0c\u5c06\u63d0\u8bf7SEC\u8fc5\u901f\u884c\u52a8\u5e76\u5141\u8bb8NYSE\u63a8\u8fdb\u8fd9\u9879\u5bf9\u76f4\u63a5\u4e0a\u5e02\u8fdb\u884c\u62d3\u5c55\u7684\u62df\u8bae\u65b9\u6848\u3002<\/p>\n<p>\u8fdb\u884c\u76f4\u63a5\u4e0a\u5e02\u7684\u516c\u53f8\u5c06\u5176\u80a1\u7968\u5728\u8bc1\u5238\u4ea4\u6613\u6240\u6302\u724c\uff0c\u4f46\u4e0d\u50cf\u5728IPO\u4ea4\u6613\u4e2d\u90a3\u6837\u8058\u7528\u6295\u884c\u4f5c\u4e3a\u627f\u9500\u5546\u3002\u97f3\u4e50\u6d41\u5a92\u4f53\u516c\u53f8Spotify Technology SA (SPOT) 2018\u5e74\u4ee5\u8fd9\u79cd\u65b9\u5f0f\u4e0a\u5e02\uff0cSlack Technologies Inc. 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